Thursday, November 16, 2017
12:00pm - 2:00pm EST
Quorum at the University City Science Center
3711 Market Street, Suite 800
Philadelphia , PA 19104
 
You can't afford to miss this extremely informative session!
MiFID II (EU's updated Markets in Financial Instruments Directive) comes in to effect on January 3, 2018 and is expected to have significant impact on the capital markets and global investment landscape. MiFID II has the potential to significantly change market structures and impact investor relations professionals.
 
Speakers:
 
 RichardHantke HeadShot Richard Hantke 
Regional Managing Director
Zacks Investment Research 
Richard Hantke is Regional Managing Director at ZacksIR and has over 20 years of both corporate and consulting investor relations experience. He is responsible for leveraging Zacks’ traditional research and analytics capabilities to build out broader IR capabilities for companies of all market caps. He has also supported Gregory FCA with its growing client base, focused on attracting new sell-side research, buy-side institutional ownership and other investors.
 
 
 Ellinghorst Arndt Arndt Ellinghorst
CEO & Head of Global Automotive Research
Evercore ISI UK
Arndt Ellinghorst is a Senior Managing Director, Head of the Global Automotive Research, and runs Evercore ISI’s London office. With over 12 years' experience covering the sector, Arndt and his team have been consistently ranked top 3 in major investor surveys, and have earned a reputation for cutting edge, bottoms-up analysis and thought provoking, thematic research. Prior to joining Evercore ISI, Arndt held several positions at Credit Suisse including Head of European Automotive Research, Global Automotive Sector Coordinator, and Co-Head of EMEA Equity Research. Arndt also spent time at Dresdner Kleinwort Wasserstein and WestLB Panmure, as well as working for Volkswagen and Audi.
 

 MillerJack fb300  Jack Miller
COO of Global Equities 
RW Baird & Co.
Jack Miller is Baird’s Chief Operating Officer of Equities, Director of Electronic Execution. He is responsible for driving Baird’s strategic investments in execution services and related technologies and leads IER’s Supervision, Support, and Analytics teams. He is a member of the Security Traders Association of Wisconsin and serves on the STA’s Market Structure and Retail Advisory committees.
 

 Dan Romito v2 Dan Romito
Global Head of Investor Analytics
NASDAQ
Dan Romito oversees Nasdaq’s Strategic Capital Intelligence team and Insight360 Analytics Platform and manages a global roster of advisory clients. His advisory work focuses on consulting IROs, Senior Management Teams and Boards across the globe on optimizing capital allocation strategies, mitigating risk within their shareholder base and identifying opportunistic investors.
 
Moderator
 
 Dearborn Christopher S. Dearborn
Managing Director,  Market Intelligence Desk
NASDAQ
Christopher Dearborn is a Managing Director on the Market Intelligence Desk (MID) at Nasdaq. Chris has over two and half decades of equity market experience including open-outcry and screen based trading, corporate access, IPOs and asset allocation. Chris is responsible for providing timely, accurate and objective market and trading-related information to Nasdaq-listed companies.

The guest speakers will provide guidance on how to prepare for and manage the regulatory changes on sell-side research, corporate access, trading, institutional investing and investor relations. Join the NIRI Philadelphia Chapter for lunch on Thursday, November 16 to hear directly from these experts and others.
Please include with your online registration any questions that you would like to have addressed.
 
Program Details
 
Date
Thursday, November 16, 2017
Time
12:00 pm - 1:00 pm - Registration and lunch
1:00 pm - 2:00 pm - Program and discussion
Location
Quorum at the University City Science Center
3711 Market Street
Suite 800
Philadelphia, PA 19104
Directions
Parking
Guest parking can be found at the 3711 Market Street garage (accessible through Filbert Street) and the surface parking lot at 39th and Market, or street parking is available on surrounding streets.
Fee
Philadelphia Chapter Members - No Charge
Non-Chapter Member or Guest - $50
We wish to extend a very special thank you to the sponsor of this program:Zacks
 

Membership Click here to learn more about membership with NIRI Philly and to sign up

     
Learn More
     

Sponsors  |

NIRI Philadelphia is proud to partner with the following organizations providing cutting-edge technology and services for the Investor Relations field. Learn how your organization can partner with NIRI Philly! 

intrado vector logo ihs markit logo h colour cmyk sponsor logo 1
prn cision logo sandmaicon