Wednesday, January 20, 2021
12:00 pm - 1:00 pm EST



NIRI Philadelphia Invites You to

invitation letter

Year-End Reporting Regulations Update

Wednesday, January 20, 2021
12:00 - 1:00 pm EST

It's the most wonderful time of the year ---
10-K, Annual Report, Proxy, Shareholder Letter, Annual Shareholder Meeting...

Are you ready for Year-End Reporting Season? Are you up-to-date on the latest rules and regulations for 2021?

Join us on Wednesday, January 20, 2021 as Lauren Luptak, Senior Associate at Troutman Pepper and Chad Spitler, Founder and CEO of Third Economy review the latest disclosure requirements pertaining to Human Capital, COVID, board diversity and ESG. If you want to be sure you provide sufficient detail in your filings to meet shareholders expectations and conduct a successful virtual annual shareholder meeting then you won't want to miss this meeting.

Scott Siegel, Broadridge Financial


 Lauren Luptak  Lauren Luptak is an associate in the Philadelphia office of Troutman Pepper Hamilton Sanders LLP, where she focuses on corporate and securities law matters, with an emphasis on capital markets transactions, mergers and acquisitions, SEC disclosure/compliance matters and corporate governance best practices. Lauren's experience includes representation of both issuers and investment banking firms in a broad range of capital markets transactions, including initial public offerings, secondary offerings, at-the-market offerings, PIPEs, high-yield debt offerings and convertible note offerings. She also has experience advising purchasers and sellers in a variety of mergers and acquisitions and investment transactions. In addition to transactional work, Lauren counsels clients on compliance matters, ongoing reporting requirements for public companies, fiduciary duties and strategic transactions.

 Chad Spitler
Chad Spitler is the Founder and CEO of Third Economy, a sustainable investment research and advisory firm. Chad was formerly a Partner at PJT CamberView, an advisory firm specializing in helping public companies engage with their investors particularly around complex or contested shareholder matters. He is most widely known for his role building what are now BlackRock's Investment Stewardship and Sustainable Investing teams. As a Managing Director at the world's largest asset manager, Chad led the team responsible for analyzing how ESG factors may impact financial performance, and integrating that analysis into investment decisions, proxy voting, corporate engagement and product development.

Program Specifics

Wednesday, January 20, 2021
12:00 pm - 1:00 pm EST
A Zoom Event. Program access information will be sent to you the morning of the event.

NIRI Philadelphia Chapter Members - No Charge
Non Philadelphia Chapter Members and Guests - $20

NIRI Philadelphia would like to thank our sponsors for their continued support:

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NIRI Philadelphia is proud to partner with the following organizations providing cutting-edge technology and services for the Investor Relations field. Learn how your organization can partner with NIRI Philly! 

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